Корпоративная подготовка к экзаменам Минфина Кипра (июнь 2011) для Dragon Capital (Cyprus) Limited (информация на английском)

Who attended:

• Existing and prospective executives and supervisors of the CIF
• Heads of Departments of the CIF
• Employees of the CIF

Courses Focus:

• Passing the exams - the Courses focus primarily on the syllabus of the Ministry of Finance exams for the Certificates of Professional Competence of Supervisors and Employees of Banks and Investment Firms, which is a requirement for the provision of investment services in Cyprus.
• Operating within the framework - understanding how best to operate within the applicable Cypriot and European Union legal and regulatory framework and practice, and become a successful player in the European financial arena. 

Courses Contents:

• Legal framework for Cyprus investment firms and banks and the Markets in Financial Instruments Directive (MiFID)
• Regulatory environment for investment firms and banks in Cyprus
• Cyprus Securities and Exchange Commission and the Central Bank
• Authorisation, incorporation and operation of investment firms
• Possession, use and disclosure of privileged and confidential information
• Prevention of market abuse
• Prevention of money laundering
• Code of Conduct of employees of investment firms and banks
• Corporate Governance Code
• The internal audit, risk management and compliance functions